Monthly Archives: November 2025
Form 8-K Reporting Obligations: Strategic Compliance for Timely Disclosure of Material Events
Publicly traded companies face an intricate array of regulatory obligations aimed at maintaining transparency and protecting investors. One of the essential filings companies must master is the Form 8-K, which is mandated by the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934. This form serves as a timely communication tool,… Read More »
Crowdfunding Under Regulation CF: Legal Considerations for Florida Startups Seeking Capital
How to Raise Up to $5 Million Without Traditional Venture Capital For early-stage companies in Florida, raising capital can be one of the most daunting challenges in launching or scaling a business. Traditional venture capital is often out of reach, and small business loans may come with personal guarantees or rigid underwriting criteria. Regulation… Read More »
Navigating Rule 144: When and How Restricted Securities Can Be Resold Without SEC Registration
Liquidity Options for Private Company Stakeholders For founders, early investors, and employees of private companies, equity can represent the lion’s share of personal wealth. Yet turning that equity into liquid assets isn’t always straightforward, especially when the securities in question are “restricted” under federal securities laws. Fortunately, Rule 144 of the Securities Act of… Read More »
The SEC’s Cybersecurity Rules: What They Mean for Florida Public Companies and Reg A Issuers
Navigating Cyber Disclosure Obligations in a Risk-Intensive Digital Era Cybersecurity is no longer just a technology issue—it is now a material concern for investors, regulators, and corporate leadership. In 2023, the U.S. Securities and Exchange Commission (SEC) adopted enhanced cybersecurity disclosure rules that significantly reshape the reporting landscape for public companies. These rules also… Read More »
