Monthly Archives: November 2025
Navigating Rule 144: When and How Restricted Securities Can Be Resold Without SEC Registration
Liquidity Options for Private Company Stakeholders For founders, early investors, and employees of private companies, equity can represent the lion’s share of personal wealth. Yet turning that equity into liquid assets isn’t always straightforward, especially when the securities in question are “restricted” under federal securities laws. Fortunately, Rule 144 of the Securities Act of… Read More »
The SEC’s Cybersecurity Rules: What They Mean for Florida Public Companies and Reg A Issuers
Navigating Cyber Disclosure Obligations in a Risk-Intensive Digital Era Cybersecurity is no longer just a technology issue—it is now a material concern for investors, regulators, and corporate leadership. In 2023, the U.S. Securities and Exchange Commission (SEC) adopted enhanced cybersecurity disclosure rules that significantly reshape the reporting landscape for public companies. These rules also… Read More »
