Category Archives: Regulatory Compliance
Essential Elements of Florida Corporate Compliance
Do you know whether your business is complying with all government regulations regarding reporting and operations? All businesses are required to have company policies that teach their employees how to handle and respond to a variety of situations, as well as file accurate financial statements. Failure to comply with governmental regulations and rules can… Read More »
Tesla CEO charged with making false statements about funding
On behalf of Law Office of Clifford J. Hunt, P.A. posted in regulatory compliance on Monday, October 15, 2018. Businesses small and large are required to follow certain rules. The world of regulatory compliance and securities law can be complex, but at its heart readers of this blog should know that the rules in… Read More »
Why are securities subject to strict governmental regulation?
On behalf of Law Office of Clifford J. Hunt, P.A. posted in regulatory compliance on Tuesday, October 2, 2018. Past posts on this Florida securities and business law blog have discussed what a security is and what it offers to individuals who purchase them. A security is an investment tool that allows a person… Read More »
SEC launches new online tool to help investors avoid fraud
On behalf of Law Office of Clifford J. Hunt, P.A. posted in regulatory compliance on Friday, June 8, 2018. When an investor is approached about buying securities, he or she does not always know what they need to about the person or entity who is trying to make the sale. This can be particularly… Read More »
Regulators turn their sights on virtual currencies
On behalf of Law Office of Clifford J. Hunt, P.A. posted in regulatory compliance on Friday, April 27, 2018. In the last few years, cryptocurrencies have been big news and big business in Florida. Although they have gone fairly unregulated thus far, private sector experts and government regulators have fueled speculation about how government… Read More »
