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Category Archives: SEC Rule 144

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What is the Securities Exchange Commission Rule 144?

By Hunt Law |

Securities and Exchange Commission (“SEC”) Rule 144 is promulgated under the  Securities Act of 1933 and deals with a commonly used exemption for security holders to sell restricted securities in public resales. Restricted securities are typically acquired in a private, unregistered sale from an issuing company or one of their affiliates. What are Restricted… Read More »

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