Guidance Through Every Business Need

With more than 30 years of experience in securities and corporate regulation law, the Law Office of Clifford J. Hunt, P.A., prides itself on personalized and attentive service for our clients. Accessibility, prompt responsiveness and practical, experienced advice regarding our clients' legal matters are the essence of our securities and corporate law boutique practice.

We provide representation regarding:

  • Public and private securities offerings, including Securities and Exchange Commission (SEC) Regulation D, Rule 506 offerings, Forms S-1, S-3, S-8 and Form 10 registration statements, and Regulation A+ registration statements
  • Blue Sky filings with state securities administrators
  • Representation of public and private companies regarding securities and corporate law matters
  • Entity formation, including corporations and limited liability companies
  • Counseling and assistance regarding preparation of public company filings with the SEC pursuant to the Securities Exchange Act of 1934, including Schedules 14A proxy statements and 14C information statements, Forms 3,4 and 5, Schedules 13D and 13G
  • Filing of ownership reports (Forms 3,4 and 5, Schedules 13D and 13G) on the EDGAR system
  • Mergers, reverse mergers, acquisitions and divestitures
  • Securities regulation matters before the SEC, the Financial Industry Regulatory Authority (FINRA) and state securities regulators
  • SEC Rule 15c2-11 and Form 211 filings
  • Corporate actions filings with FINRA, OTC Markets Group and various exchanges
  • SEC Rule 144 opinions and legal opinions to remove restriction legends pursuant to Section 4(a)(1) of the Securities Act of 1933 (the Securities Act)