Monthly Archives: June 2026

Understanding Rule 144: When and How Restricted Securities Can Be Resold Without SEC Registration

For shareholders, executives, early investors, and affiliates of public companies, Rule 144 is one of the most important resale safe harbors in federal securities law. It is frequently referenced, often misunderstood, and sometimes treated as if it were an automatic permission slip to sell restricted or control securities. It is not. Rule 144 provides… Read More »